1、分類號：——密緩：——睢位代碼：一!!!鯉2學聳：一西北大學碩士學位論文題目：主國壘塾齷槿壅趟煎堡煎世作者一墨堡墓指導教師壑寶雖一號業(yè)技術(shù)職務(wù)墊蕉學科(專業(yè))國氐絲盜堂答辯日期一一一學位授予H期一～二oo五年六月TheTheoreticalAnalysisofChinaFinancialSupervisionModeImprovementAbstractSince1990s，followingthefastdevelopmentofth

2、emodeminformationtechnologyaseriesofchangestookplaceintheinternationaleconomy：globaleconomyintegration，developedelectronictechnologyabundantmodemfinancialproductsandthemoreandmoreperfectfinancialmanagementsystemAlltheseh

3、aveofferedtheinducementandexternalconditionformixedfinancialoperations《ModernizedActoftheFinancialServiceof1999》，passedbyUSAhasfinishedtheseparatesupervisingandoperatingsituationofthebanks，securities，insurancescompletely

4、DrawfullstoptoseparateoperatingforoverhalfacenturynotonlyintheUSAbutalsointhewholeworldThemixedfinancialoperationwillprovideomni—directionalfinanceserviceforsocietythroughbusinessdiversificationandtotalizationTherefore，i

5、tcanbepredictedthatmixedoperationwillbecomethebasicmodeoffinancialmanagementmodeofvariouscountriesinthewoddThenwiththeaccessiontotheWTOandthecorporationwithglobaleconomyhowtoadapttotheinternationalizedfinancevendandstruc

6、tureasupervisingmodethatwillnotonlyhavenoinfluenceonefficiencybutalsosafeguardthefinancialsystem，，becomethefirstquestionthattheChinesefinancialsupervisionauthoritieshaveresponsibilitiestoS0lveBasedontheNewSystemEconomics

7、，thisarticlehasexplainedthedevelopmentandthedecisivefactorofthefinancialsupervisionmodeMeantimeitBSCStheAnalyticalMethodtogetherwimtheComparingMethodtofigureoutthattherearethreemixedfinancialoperationintheworldandexplain

8、thedecisivefactoranddevelopingprocessofeachmodeAtlast，itpointsoutthatinthefaceofthechallengeoftheinternationalmixedfinancialoperation，ChinashouldfollowhisownnationalCOnditionsanddevelopthefinancialsupervisionmodeswithChi

9、nesecharacteristicsThesemodesareSeperatelyOperatedFinancialSupervisionMode，MixedFinancialSupervisionModeandSingleFinancialSupervisionmode[KeyWords]：MixedOperationScperatedOperationFinancialSupervisionModePolicyProposals3