1、1盡職調(diào)查常見問題手冊(cè)盡職調(diào)查常見問題手冊(cè)目錄一、關(guān)于公司的設(shè)立和存續(xù)....................................................................................................11.公司名稱不符合有關(guān)法律規(guī)定.....................................................................

2、......12.公司名稱未經(jīng)有權(quán)機(jī)關(guān)核準(zhǔn)...............................................................................33.公司名稱與馳名商標(biāo)沖突...................................................................................54.公司的經(jīng)營(yíng)期限短于擬議交易的需求....

3、............................................................75.公司的設(shè)立未能取得有權(quán)機(jī)關(guān)的批準(zhǔn)................................................................86.公司章程規(guī)定與公司法存在沖突............................................................

4、...........97.公司法定代表人變更未辦理登記.....................................................................108.公司的法定代表人資格不符合任職資格..........................................................119.公司實(shí)際經(jīng)營(yíng)的業(yè)務(wù)與營(yíng)業(yè)執(zhí)照載明的內(nèi)容不一致..................

5、....................1310.公司營(yíng)業(yè)執(zhí)照載明的經(jīng)營(yíng)范圍與公司章程不一致..........................................1411.公司營(yíng)業(yè)執(zhí)照載明的經(jīng)營(yíng)范圍與擬議交易沖突..............................................1512.公司實(shí)際使用的經(jīng)營(yíng)場(chǎng)所與工商登記不一致.....................................

6、.............1613.公司的法定住所位于住宅小區(qū)內(nèi)，未取得有關(guān)批準(zhǔn)......................................1714.目標(biāo)公司擬A股上市，其經(jīng)營(yíng)場(chǎng)所與其控股股東的經(jīng)營(yíng)場(chǎng)所不獨(dú)立(A股)........................................................................................................

7、...................1815.公司未能通過最近年度的工商年檢.................................................................1816.公司設(shè)立時(shí)的營(yíng)業(yè)執(zhí)照載明的發(fā)證時(shí)間與經(jīng)營(yíng)期限的起始時(shí)間不一致(A股).............................................................................

8、..............................................1917.公司未簽發(fā)出資證明書.....................................................................................2118.公司未設(shè)立股東名冊(cè)............................................................

9、.............................2119.對(duì)公司的投資超過了母公司章程規(guī)定的限額..................................................2220.公司的實(shí)際經(jīng)營(yíng)管理機(jī)構(gòu)與章程規(guī)定不一致(A股).......................................2321.公司未能及時(shí)辦理組織機(jī)構(gòu)代碼證..............................

10、...................................2422.公司(外商投資企業(yè))未能及時(shí)辦理財(cái)政登記證...............................................24二、關(guān)于公司的股權(quán)轉(zhuǎn)讓...................................................................................................

11、...26357.公司未按照增資結(jié)果變更股東名冊(cè).................................................................5358.公司增資或者減資未取得有權(quán)機(jī)關(guān)的批準(zhǔn)......................................................5459.公司增資或者減資違反了章程中的限制性規(guī)定.............................

12、.................5560.減資后的公司注冊(cè)資本低于法定最低限額......................................................5561.公司未按照法定程序減資.................................................................................5662.外國(guó)公司擅自在中國(guó)設(shè)立分支機(jī)構(gòu).........

13、........................................................56四、關(guān)于公司的類型變更......................................................................................................5763.公司類型變更程序?qū)M議交易存在影響...........................

14、...............................57五、關(guān)于公司的合并、分立、解散......................................................................................5864.合并、分立、解散不符合法定程序.................................................................5

15、865.合并、分立、解散對(duì)擬議交易存在不利影響..................................................59六、關(guān)于股東資格..................................................................................................................6066.公司的登記股東與實(shí)際股東不一致(A股

16、).......................................................6067.外商投資企業(yè)的股東資格是否符合法律規(guī)定..................................................6168.擬議交易中股東資格是否滿足特殊行業(yè)的法律規(guī)定......................................6169.自然人設(shè)立的一人有限責(zé)任公司擁有多家一人

17、有限責(zé)任公司......................6170.股東是否滿足公務(wù)員法等法規(guī)的規(guī)定..............................................................6271.股權(quán)質(zhì)押是否可能造成股東變更.....................................................................6272.股權(quán)質(zhì)押是否合法有效......

18、...............................................................................6373.公司的注冊(cè)資本來源于集資入股.....................................................................6474.是否存在信托持股........................................

19、.....................................................6475.是否存在代持股東.............................................................................................6476.外商投資企業(yè)的中方股東是否為自然人.......................................

20、...................6477.期權(quán)是否對(duì)擬議交易存在影響.........................................................................6578.實(shí)際控制人是否對(duì)擬議交易存在影響..............................................................6579.職工持股會(huì)作為公司的股東(A股)......

21、.............................................................6580.工會(huì)作為公司的股東(A股)...............................................................................6681.社團(tuán)法人作為公司的股東(A股)..........................................